Analysis of methods for calculating the productivity of open-pit hydraulic shovels and backhoes

DOI: https://doi.org/10.30686/1609-9192-2022-5-112-120
Читать на русскоя языкеO.I. Litvin¹, A.A. Khoreshok¹, D.M. Dubinkin¹, S.O. Markov², D.V. Stenin¹, M.A. Tyulenev¹
¹ T.F. Gorbachev Kuzbass State Technical University, Kemerovo, Russian Federation
² Mezhdurechensk Branch of the T.F. Gorbachev Kuzbass State Technical University, Mezhdurechensk, Russian Federation

Russian Mining Industry №5 / 2022 р. 112-120

Abstract: The productivity of mechanical and hydraulic excavators is the main indicator characterizing the efficiency of their operation and a tool for planning all kinds of works, in which excavators are involved. There is a considerable quantity of techniques to calculate the productivity of mining machines; despite their general similarity and subordination to the same trend, there are many discrepancies which prevent the use of one or another technique as a universal one or creation of such on its basis. Basically, these discrepancies concern the correction coefficients, characterizing the excavator operating modes. When calculating the technical, and even more, the passport capacity, the methods of their calculation are more or less the same, and certain generalizations can be made about the genesis of a particular factor, but the operational performance is a completely different matter. In this paper, the authors analyze the methods of calculating the capacity of excavators according to the manuals of some foreign manufacturers, as well as reference books on mining. Some discrepancies both in the methods themselves and in the mining terminology are established; priority measures for the elimination of the identified shortcomings are proposed.The current situation in the field of software shows the other side of globalization, which, in fact, has led to monopolization of the Russian market by the Western software companies. The solution to this problem is the transition to domestic software. And this is not only the task of the state, but also that of enterprises interested in the stable functioning of their industries and the growth of qualifications of their employees, because domestic developers rely primarily on the knowledge and experience of Russian specialists, involving them in the innovation process.

Keywords: hydraulic excavator, open-pit mining, technical capacity, operating capacity, open-pit dump trucks, face block

Acknowledgments: This work was financially supported by the Ministry of Science and Higher Education of Russian Federation under Agreement №075-15-2022-1198 dated 30.09.2022 with the Gorbachev Kuzbass State Technical University on complex scientific and technical program of full innovation cycle: "Development and implementation of complex technologies in the areas of exploration and extraction of solid minerals, industrial safety, bioremediation, creation of new deep conversion products from coal raw materials while consistently reducing the environmental impact and risks to human life" (the "Clean Coal - Green Kuzbass" Integrated Scientific and Technical Programme of the Full Innovation Cycle) as part of implementing the project "Development and creation of an unmanned shuttle-type mine truck with a payload of 220 tonnes" in terms of research, development and experimental-design work.

For citation: Litvin O.I., Khoreshok A.A., Dubinkin D.M., Markov S.O., Stenin D.V., Tyulenev M.A. Analysis of methods for calculating the productivity of open-pit hydraulic shovels and backhoes. Russian Mining Industry. 2022;(5):112–120. https://doi.org/10.30686/1609-9192-2022-5-112-120


Article info

Received: 25.09.2022

Revised: 10.10.2022

Accepted: 10.10.2022


Information about the authors

Oleg I. Litvin – Cand. Sci. (Eng.), Assistant Professor, Senior Researcher, Department of Open Pit Mining, T.F. Gorbachev Kuzbass State Technical University, Kemerovo, Russian Federation

Alexey A. Khoreshok – Dr. Sci. (Eng.), Professor, Director of Mining Institute, T.F. Gorbachev Kuzbass State Technical University, Kemerovo, Russian Federation; https://orcid.org/0000-0002-3261-0933

Dmitry M. Dubinkin – Cand. Sci. (Eng.), Assistant Professor, Department of metal-cutting machines and tools, T.F. Gorbachev Kuzbass State Technical University, Kemerovo, Russian Federation; https://orcid.org/0000-0002-8193-9794, e-mail: This email address is being protected from spambots. You need JavaScript enabled to view it.

Sergei O. Markov – Cand. Sci. (Eng.), Assistant Professor, Engineering and Economic Department, Mezhdurechensk Branch of the T.F. Gorbachev Kuzbass State Technical University, Mezhdurechensk, Russian Federation

Dmitry V. Stenin – Cand. Sci. (Eng.), Assistant Professor, Director of Institute of IT, Mechanical Engineering and Motor Vehicles, T.F. Gorbachev Kuzbass State Technical University, Kemerovo, Russian Federation

Maxim A. Tyulenev – Cand. Sci. (Eng.), Assistant Professor, Department of Open Pit Mining, T.F. Gorbachev Kuzbass State Technical University, Kemerovo, Russian Federation; e-mail: This email address is being protected from spambots. You need JavaScript enabled to view it.


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